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Standard of Care & Code of Ethics

All wealth management services will be delivered in accordance with the following:

Standard of Care

Principle 1: We will always put the client's best interests first.

Principle 2: We will always act with due care and in utmost good faith.

Principle 3: We will not mislead clients.

Principle 4: We will provide full and fair disclosure of all material facts.

Principle 5: We will disclose and fairly manage all material conflicts of interest.

Code of Ethics

Integrity

We will provide professional services with integrity.

Objectivity

We will provide professional services with objectivity.

Competence

We will maintain the knowledge and skill necessary to provide professional services competently.

Fairness

We will be fair and reasonable in all professional relationships. We will disclose conflicts of interest.

Confidentiality

We will protect the confidentiality of all client information.

Professionalism

We will act in a manner that demonstrates exemplary professional conduct.

Diligence

We will provide professional services diligently.

Retirement

Years of experience have prepared us to guide you through your life transitions.

Cash Flow Management

We create strategies that are tailored to your needs and goals.

A Holistic Approach

We help you protect your lifetime ability to generate income, maintain employment, grow earnings and build your net worth. 

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